- Research article
- Open Access
- Published:

# Frictional heating in a thick fault zone with empirical slip-weakening friction: implications for slip parameter estimation from temperature observations in deep fault drilling

*Progress in Earth and Planetary Science*
**volume 8**, Article number: 67 (2021)

## Abstract

The strain energy released during an earthquake is consumed by processes related to seismic radiation or dissipation. Deep fault drilling and subsequent temperature measurements in a thick fault zone immediately after an event have provided important insights into this dissipation process. By employing an analytical solution to the heat conduction problem, which involves the sudden injection of an infinitesimally thin heat source into an infinite medium, previous drilling projects have estimated the strength of the heat source and the level of shear stress from observed temperature anomalies. However, it is unclear under what conditions this analytical source solution can be regarded as a good approximation for the thick fault problem, a situation which has led to uncertainty of the approximation error in these previous studies. In this study, I first derived an analytical solution for the thick fault problem that accounted for experimentally derived slip-weakening friction. I then validated the derived solution both analytically and numerically. Using the derived thick solution, I next demonstrated that the thick, planar, and source solutions can be considered equivalent under the typical conditions of the previous drilling projects. Therefore, the slip parameters estimated by using the source solution obtained by these studies are appropriate. These results suggest that coseismic information with spatio-temporal extent, such as shear stress and friction coefficient, are lost due to heat diffusion when the temperature observations are conducted; thus, they cannot be inferred directly from observed temperature anomalies. These results also suggest that for most drilling projects, including future ones, the observed temperature distribution can be well explained by using the source solution instead of the thick solution as long as coseismic slip is not markedly delocalized and the spatial extent of the temperature measurements is not significantly larger than the diffusion length.

## Introduction

Strain energy stored in the Earth is released when earthquakes occur. The two principal sinks for the released strain energy are radiation (seismic waves) and dissipation (work done by friction). Whereas the former can be studied by examining earthquake source parameters (e.g., Abercrombie and Rice 2005), the latter is difficult to study using a seismological approach because the level of absolute stress must be known. Laboratory experiments have shown that most of the dissipation energy is likely to be associated with frictional heat (e.g., Lockner and Okubo 1983). This suggests that precise estimates of frictional heating in fault zones should lead to better understanding of dissipation process and, hence, earthquake energetics.

In general, there are two representative approaches to the examination of frictional heating in fault zones. In the first approach, anomalies in the temperature indices of fault rocks exposed at the Earth’s surface have been investigated to detect heat signatures recorded in natural faults (Rowe and Griffith 2015). Although this approach is applicable to various natural faults, the lack of a modern seismological network at the time the corresponding event took place makes it impossible to compare the obtained information with the event’s seismic source parameters. The second approach is to directly measure residual heat in post-seismic fault zones immediately after an event occurs. Some drilling projects have succeeded in detecting residual heat in a targeted active fault, such as the Chelungpu fault in Taiwan (Kano et al. 2006; Tanaka et al. 2006), which slipped during the 1999 Chi-Chi earthquake, and the plate-boundary fault in the Japan Trench (Fulton et al. 2013), which slipped during the 2011 Tohoku-Oki earthquake. However, when either advective fluid flow or spatial variation in thermal properties are efficient, it may be difficult to directly detect residual heat by temperature measurements (Li et al. 2015). Nevertheless, post-seismic temperature observations are of great importance because they provide the only practical way to quantitatively examine the dissipation process of one particular event in conjunction with seismological observations.

Observed anomalies in post-seismic fault temperatures can be used to constrain dissipation-related slip parameters, such as the strength of the heat source, by solving the heat conduction problem in and around a fault zone. Because numerical solutions always contain numerical errors and because investigations of a large number of parameter sets or long-term evolution may require large computational resources, analytical solutions, if available, are preferable, because they can cause numerical errors to vanish and reduce computational costs. Therefore, to estimate the strength of the heat source and the absolute level of shear stress, previous drilling projects have adopted an analytical solution for a one-dimensional system in which a planar heat source is suddenly injected into an infinite medium (Kano et al. 2006; Tanaka et al. 2006; Fulton et al. 2013; Li et al. 2015). Although these studies have assumed that it is reasonable to apply this analytical source solution to the heat conduction problem with a thick fault zone under their observation conditions, they provide no quantitative discussion of this point. In fact, seismic slip rates are usually expected to be no less than 10^{–2} to 10^{–1} m s^{–1}, which is sufficiently fast to cause a dramatic decrease in the shear stress, as has been demonstrated by numerous laboratory friction experiments (Di Toro et al. 2011). Therefore, an analytical solution to the thick fault problem that takes account of experimentally obtained slip-weakening friction is required to provide a quantitative criterion for using the source solution as a reasonable approximation. Although Carslaw and Jaeger (1959) and, subsequently, Lachenbruch (1986) and Fulton and Harris (2012) have reported analytical solutions to the thick fault problem in a one-dimensional system with constant shear stress, no analytical solution accounting for typical slip-weakening friction has yet been reported. Therefore, it has not been possible to examine whether the source solution adopted by various previous drilling projects (Kano et al. 2006; Tanaka et al. 2006; Fulton et al. 2013; Li et al. 2015) is reasonably applicable under the observation conditions of those projects.

In light of these backgrounds, the main objective of this study is to investigate the validity of the slip parameters reported in previous drilling projects using source solutions. I first derive analytical solutions for the one-dimensional thermal conduction problem with a thick fault zone by considering typical slip-weakening friction at seismic slip rates. I then verify the derived solutions by comparing them with previous analytical solutions, as well as with numerical solutions. Next, on the basis of the derived solutions, I investigate whether the source solution adopted by previous drilling projects as an approximation is appropriate and examine the validity of the reported slip parameters. Finally, on the basis of the obtained results, I discuss some implications of estimating coseismic slip parameters in deep drilling projects.

## Methods

This section is devoted to describe the problem setup that will be addressed throughout this paper. I start from the general heat conduction equation in a three-dimensional, homogeneous, and infinite solid whose thermal properties have no spatial or temperature dependences:

where \(\Delta\) is the Laplacian, \(T\left( {{\mathbf{x}},t} \right)\) is temperature, \({\mathbf{x}}\) is the position vector, \(t\) is time, and \(\alpha\) is thermal diffusivity. For simplicity, I consider only the case in which heat conduction is the principal process governing the temperature change and the effects of other possible heat transfer mechanisms, such as fluid advection, are neglected. If the heat flow is linear and parallel to the \(x\) direction, Eq. (1) becomes

Under the assumption that the center of the fault zone is \(x = 0\), the system is symmetric with respect to the \(x = 0\) plane and it is only necessary to solve the heat conduction problem in the semi-infinite region \(x \ge 0\). If it is assumed that a fault starts to slip and to supply heat to the fault zone at \(t = 0\), then it is necessary to solve

with the initial condition

where \(Q\left( {x,t} \right)\) is the rate of heat production per unit volume, \(K\) is thermal conductivity, and \(T_{0} \left( x \right)\) is the initial temperature distribution. The system discussed in this study is shown schematically in Fig. 1.

I consider the case in which \(Q\) is related only to frictional heat. If deformation is homogeneous and confined to the fault zone, then \(Q\) can be expressed as

where \(Q_{{\text{s}}} \left( t \right)\) is the rate of heat generation by slip per unit volume, \(H\left( x \right)\) is the Heaviside function, and \(l\) is the half-width of the fault zone. If it is assumed that all of the work done by friction is converted into heat, then

where \(\tau \left( t \right)\) and \(v\left( t \right)\) are the shear stress and slip rate, respectively. Because work done by friction can also be consumed by other processes such as gouge fracturing and chemical reactions, this assumption provides an upper bound to the temperature rise. For simplicity, I assume that the slip rate takes a constant value \(v_{{\text{s}}}\); thus,

where \(t_{{\text{s}}}\) is the slip duration. Rotary-shear friction experiments at seismic slip rates have demonstrated that the shear stress decreases as the nominal slip displacement increases (Di Toro et al. 2011). This slip-weakening behavior has been well explained by the following empirical exponential function (Hirose and Shimamoto 2005):

where \(\tau_{{{\text{ss}}}}\) and \(\tau_{{\text{p}}}\) are the steady-state and peak shear stresses, respectively, \(d = v_{{\text{s}}} t\) is the nominal slip displacement, and \(d_{{\text{c}}}\) is the characteristic length (Fig. 2). Applying Eqs. (6)–(8) to (5), one obtains

where \(c_{1} = v_{{\text{s}}} \tau_{{{\text{ss}}}} /2l\), \(c_{2} = v_{{\text{s}}} \left( {\tau_{{\text{p}}} - \tau_{{{\text{ss}}}} } \right)/2l\), and \(c_{3} = v_{{\text{s}}} /d_{{\text{c}}}\).

The temperature distribution before slip occurs is assumed to be spatially homogeneous; thus,

If temperature and heat flux are postulated to be spatially continuous, it follows that

where \(q\left( {x,t} \right) = - K\left( {\partial T/\partial x} \right)\) is the heat flux per unit area. Assuming no effect of frictional heating when \(x \to \infty\), one obtains another boundary condition,

Therefore, I focus here on solving the following partial differential equations for \(T\left( {x,t} \right)\):

with the initial and boundary conditions described by Eqs. (10) and (11).

## Results

### Analytical solutions to the problem

Denote the Laplace transform of some function \(F\left( {{\mathbf{X}},t} \right)\) by \(\tilde{F}\left( {{\mathbf{X}},s} \right)\). Then, it follows from Eqs. (10) and (12) that

and from Eq. (11) that

Equation (13) can be solved for \(\tilde{T}\) in terms of \(x\) as follows:

where \(A_{n} \left( {n = 1, 2, 3, 4} \right)\) is a constant that is constrained by the boundary conditions (Eq. 14) as follows:

Let \(\tilde{T}_{{{\text{slip}}}}^{l \ge x \ge 0} \left( {x,s,c_{2} } \right)\) and \(\tilde{T}_{{{\text{slip}}}}^{x > l} \left( {x,s,c_{2} } \right)\) be

Applying Eqs. (16) and (17) to (15), one obtains

By performing inverse Laplace transformation of Eq. (18), one obtains the time-domain solutions

By performing inverse Laplace transformation of Eq. (17), one can write (Additional file 1: Text S1)

where \({\text{erfc}}\left( x \right)\) is the complementary error function, \({\text{i}}^{2} {\text{erfc}}\left( x \right)\) is the second integral of \({\text{erfc}}\left( x \right)\), \({\text{erfcx}}\left( x \right)\) is the scaled complementary error function, and \(i\) is the imaginary unit. By combining Eqs. (19) and (20), I finally arrive at analytical solutions for the problem of one-dimensional heat conduction with a thick fault zone (Fig. 1) that account for empirical slip-weakening friction, as described in Eq. (8). Note that these solutions can also be applied to the semi-infinite region \(x \le 0\) by replacing \(x\) with \(- x\) because the system is symmetric with respect to the \(x = 0\) plane. The derived analytical solutions are useful for estimating slip parameters in fault zones that record frictional heating due to ancient seismic events. However, since the main target of this study is temperature measurements by deep fault drilling, I will not discuss this issue in depth.

### Comparison with previous analytical solutions for the thick fault problem

To validate the derived solutions (19) and (20), I compare them with previously developed analytical solutions (Carslaw and Jaeger 1959; Lachenbruch 1986; Fulton and Harris 2012) in this subsection. When shear stress is constant during slip (\(\tau_{{{\text{ss}}}} = \tau_{{\text{p}}}\) and thus \(c_{2} = 0\)), most of the terms on the right-hand side of Eq. (20) vanish and Eq. (19) becomes

These solutions are equivalent to Eq. (3) in Lachenbruch (1986) and Eq. (2) in Fulton and Harris (2012). By considering only the period when \(t \le t_{{\text{s}}}\), Eq. (21) can be further simplified:

These solutions, from which Lachenbruch (1986) and Fulton and Harris (2012) derived Eq. (21), describe the coseismic spatio-temporal temperature distribution and are equivalent to Eqs. (9) and (10) in Carslaw and Jaeger (1959, p. 80). Therefore, the solutions (21) and (22) proposed by previous studies (Carslaw and Jaeger 1959; Lachenbruch 1986; Fulton and Harris 2012) can be said to be simplified cases of solutions (19) and (20) derived in this study.

### Comparison with analytical solutions for the planar fault problem

It is reasonable to expect that solutions (19) and (20) for the thick fault problem must approach the solution for the planar fault problem if the fault is sufficiently thin. The solution for the planar fault problem, which imposes a time-dependent heat flow \(q\left( t \right) = \left[ {1 - H\left( {t - t_{{\text{s}}} } \right)} \right]v_{{\text{s}}} \tau \left( t \right)/2\) on the \(x = 0\) plane in a semi-infinite solid, can be expressed as follows (Additional file 1: Text S2):

where \({\text{ierfc}}\left( x \right)\) is the first integral of \({\text{erfc}}\left( x \right)\), \(c_{4} = v_{{\text{s}}} \tau_{{{\text{ss}}}} /2\), and \(c_{5} = v_{{\text{s}}} \left( {\tau_{{\text{p}}} - \tau_{{{\text{ss}}}} } \right)/2\). As in the case of the thick fault problem, because of system symmetry, this solution can also be applied to the semi-infinite region \(x \le 0\) by replacing \(x\) with \(- x\).

Here I consider the solutions for the thick fault problem under the conditions that \(l/\left( {2\sqrt {\alpha t} } \right) \ll 1\) when \(t_{{\text{s}}} \ge t \ge 0\) and \(l/\left( {2\sqrt {\alpha t} } \right) < l/\left( {2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)} } \right) \ll 1\) when \(t > t_{{\text{s}}}\). By performing the Taylor expansion of the functions for values of these parameters around zero and ignoring terms with degree higher than two, the thick solutions (19) and (20) can be approximated as follows (Additional file 1: Text S3):

This approximate Eq. (24) is identical to the planar solution (23); therefore, provided that the fault thickness is sufficiently smaller than the diffusion length, the one-dimensional heat conduction problem for a thick fault zone is identical to that for a planar fault zone when empirical slip-weakening friction (Eq. 8) is considered.

### Comparison with numerical solutions for the thick fault problem

To further investigate the validity of the derived solutions (19) and (20), I compare them with numerical solutions in this subsection. As a typical example, I focus on the solutions for the Chelungpu fault, where thermal diffusivity \(\alpha = 5.0 \times 10^{ - 7} \;{\text{m}}^{2} \;{\text{s}}^{ - 1}\), specific heat capacity \(c = 1300\;{\text{J}}\;{\text{kg}}^{ - 1} \;{\text{K}}^{ - 1}\), bulk rock density \(\rho = 2200\;{\text{kg}}\;{\text{m}}^{ - 3}\), initial temperature \(T_{0} = 46.5\;^\circ {\text{C}}\), the half-width of the fault zone \(l = 1 \times 10^{ - 2} \;{\text{m}}\), slip duration \(t_{{\text{s}}} = 6\;{\text{s}}\), slip displacement is 8.3 m, and deformation depth is 1111 m (Ma et al. 2003, 2006; Hirono et al. 2006; Kano et al. 2006; Hirono and Hamada 2010). Gravitational acceleration \(g\) and fluid density \(\rho_{{\text{f}}}\) are set to \(9.8\;{\text{m}}\;{\text{s}}^{ - 2}\) and \(1000\;{\text{kg}}\;{\text{m}}^{ - 3}\), respectively. Thermal conductivity \(K \equiv \alpha \rho c\) is calculated to be \(1.43\;{\text{W}}\;{\text{m}}^{ - 1} \;{\text{K}}^{ - 1}\). Effective pressure \(\sigma_{{\text{e}}}\) under hydrostatic pore-fluid pressure condition is

At a depth of 1111 m, \(\sigma_{{\text{e}}} \approx 13\;{\text{MPa}}\). If \(\sigma_{{\text{e}}}\) is assumed to be constant during slip, it follows from Eq. (8) that

where \(f_{{{\text{ss}}}}\) and \(f_{{\text{p}}}\) are the steady-state and peak friction coefficients, respectively. Here, the values of \(f_{{{\text{ss}}}}\), \(f_{{\text{p}}}\), and \(d_{{\text{c}}}\) are set to 0.2, 1.0, and 2.5 m, respectively, based upon the experimental results of Tanikawa and Shimamoto (2009). The parameters used and their values are also summarized in Table 1.

Figure 3a shows the analytical solutions evaluated at \(t = 0\), \(6\), and \(60\; \mathrm{s}\) with Eqs. (19) and (20). To calculate \({\text{erfc}}\left( x \right)\) and \({\text{erfcx}}\left( x \right)\), I used the open-source Python functions scipy.special.erfc and scipy.special.erfcx (SciPy v1.6.2). To obtain the numerical solutions, a system with width \(1.8 \times 10^{ - 1} \;{\text{m}}\) was discretized using \(N = 297\) elements (corresponding to an element size of \({\Delta }x = 6.06 \times 10^{ - 4} \;{\text{m}}\)), based on the central difference scheme and postulating Dirichlet boundary conditions at both edges of the system. Equation (12) was then solved numerically by the explicit Runge–Kutta method of order 5(4) using the open-source Python function scipy.integrate.solve_ivp (SciPy v1.6.2) with absolute and relative tolerances of 10^{–10}. Figure 3b shows the obtained numerical solutions evaluated at \(t = 0\), \(6\), and \(60\; \mathrm{s}\), which are in good agreement with the analytical solutions (Fig. 3a) with numerical errors \(\left| {{\Delta }T} \right|\) of up to \(\sim 3 ^\circ {\text{C}}\) (Fig. 3c).

It is reasonable to expect that the numerical error \(\left| {{\Delta }T} \right|\) must decrease as the element size \({\Delta }x\) decreases if the derived solutions (19) and (20) are correct. Figure 4 shows the \(\left| {{\Delta }T} \right|\) values for various \({\Delta }x\) values evaluated at \(\left( {x,t} \right) = \left( {0\;{\text{m}},6\;{\text{s}}} \right)\) on a log–log plot. It is clear that the numerical solutions show almost second-order accuracy in space, which is generally regarded as a sufficient rate of convergence. These findings also strongly support the validity of the derived solutions (19) and (20).

### The approximate equation used by previous fault drilling projects

As mentioned in the Introduction, post-seismic measurements of temperatures within the slip zone just after an earthquake have succeeded in detecting residual heat anomalies and have provided direct insights into the absolute strength of the heat source generated during the event (Kano et al. 2006; Tanaka et al. 2006; Fulton et al. 2013; Li et al. 2015). All of these previous studies employed the same analytical solution to a one-dimensional system in which a planar heat source is suddenly injected into an infinite medium at \(\left( {x,t} \right) = \left( {0, 0} \right)\) (Eq. 4 in Carslaw and Jaeger 1959, p. 259):

where \(S\rho c\) is the heat liberated at the \(x = 0\) plane per unit area. For the case in which shear stress shows exponential decay with slip (Fig. 2), it follows from Eq. (8) that

Consider only the case when \(\tau_{{\text{p}}} = \tau_{{{\text{ss}}}} = \tau\) leads to \(S = \alpha \tau v_{{\text{s}}} t_{{\text{s}}} /K\). This source solution has been considered to be a reasonable approximation to explain the temperature distribution observed in post-seismic temperature measurements because the diffusion length is much greater than the width of the fault zone (Materials and Methods section in Fulton et al. 2013). However, as mentioned in the Introduction, no quantitative criterion has been reported for the use of the source solution (27), (28) as an approximate solution for the thick fault problem. This subsection focuses on this point and examines whether the conditions of the previous drilling projects (Kano et al. 2006; Tanaka et al. 2006; Fulton et al. 2013; Li et al. 2015) were appropriate for the use of this approximation. In the case of the Chelungpu fault, I focus on the study by Kano et al. (2006) because in their targeted fault zone, information is available on all of the physical properties that must be known to address this issue.

First, I examine the conditions under which the planar solution (23) can be a good approximation of the thick solutions (19) and (20). Thermometers are not installed in boreholes until after an event; thus, \(t > t_{{\text{s}}}\), and it follows from Eq. (24) that the thick solution \(T^{{{\text{thick}}}} \left( {x, t} \right)\) approaches the planar solution \(T^{{{\text{plane}}}} \left( {x, t} \right)\) when \(l/2\sqrt {\alpha t} < l/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)} \ll 1\). A dimensional analysis of Eqs. (19), (20), and (23) shows that there are five nondimensional parameters that govern the ratio between \(\left( {T^{{{\text{thick}}}} \left( {x, t} \right) - T_{0} } \right)\) and \(\left( {T^{{{\text{plane}}}} \left( {x, t} \right) - T_{0} } \right)\): namely, \(x/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)}\), \(l/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)}\), \(t_{{\text{s}}} /t\), \(c_{3} t\), and \(c_{2} /c_{1} = c_{5} /c_{4}\). Figure 5 shows the difference between the thick and planar solutions in relation to the nondimensional parameter \(l/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)}\) for various combinations of \(x/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)}\), \(t_{{\text{s}}} /t\), \(c_{3} t\), and \(c_{5} /c_{4}\). Previous drilling projects examined temperature data in the spatial range of \(0 \le x/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)} < 5\) (Kano et al. 2006; Fulton et al. 2013; Li et al. 2015). I thus set the value of \(x/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)}\) to either \(0\) or \(5\) as a typical minimum or maximum value, respectively. The values of the other nondimensional parameters can be roughly constrained by using the typical conditions for a seismic event and post-seismic temperature measurements: \(t_{{\text{s}}} \approx 10^{0} - 10^{2} \; {\text{s}}\), \(t \approx 10^{7} - 10^{8} \; {\text{s}}\), \(c_{3} = V_{{\text{s}}} /d_{{\text{c}}} \approx 10^{ - 2} - 10^{3} \; {\text{s}}^{ - 1}\), and \(f_{{\text{p}}} /f_{{{\text{ss}}}} \approx 1 - 11\), which yield \(t_{{\text{s}}} /t \approx 10^{ - 8} - 10^{ - 5}\), \(c_{3} t \approx 10^{5} - 10^{11}\), and \(c_{5} /c_{4} \approx 0 - 10\). Note that when \(c_{5} /c_{4} = 0\), the shear stress remains constant during slip, as was assumed in the previous analytical solutions (21) and (22) (Carslaw and Jaeger 1959; Lachenbruch 1986; Fulton and Harris 2012). For both \(x/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)} = 0\) and \(5\), the ratio between \(\left( {T^{{{\text{thick}}}} \left( {x, t} \right) - T_{0} } \right)\) and \(\left( {T^{{{\text{plane}}}} \left( {x, t} \right) - T_{0} } \right)\) approaches unity as the \(l/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)}\) value decreases. No significant differences were observed among the eight curves drawn with different values of the nondimensional parameters other than \(l/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)}\) in the parameter ranges considered here. Among the previous drilling projects, the \(l/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)}\) value was calculated to be \(\le 5.1 \times 10^{ - 4}\) for the Chelungpu fault (Kano et al. 2006) and \(\le 3.2 \times 10^{ - 4}\) for the Wenchuan fault (Li et al. 2015) (Table 2). In the case of the plate-boundary fault in the Japan Trench (Fulton et al. 2013), the precise thickness of the primary slip zone during the 2011 Tohoku-Oki earthquake has not been reported. However, the thickness of the slip zone responsible for an individual event is generally in the range \(2l \le 1 \times 10^{ - 1} \; {\text{m}}\), as reviewed by Sibson (2003). Adopting this value as a maximum fault-zone thickness for the Japan Trench yields \(l/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)} \le 5.8 \times 10^{ - 3}\). With these values of \(l/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)}\), \(\left( {T^{{{\text{thick}}}} \left( {x, t} \right) - T_{0} } \right)/\left( {T^{{{\text{plane}}}} \left( {x, t} \right) - T_{0} } \right) > 0.99996\) for \(x/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)} = 0\) and \(\left( {T^{{{\text{plane}}}} \left( {x, t} \right) - T_{0} } \right)/\left( {T^{{{\text{thick}}}} \left( {x, t} \right) - T_{0} } \right) \ge 0.998\) for \(x/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)} = 5\). This result clearly shows that the thick solutions (19) and (20) can be well approximated by the planar solution (23) under the conditions of the previous temperature observations.

Next, I investigate the conditions that allow us to use the source solution (27), (28) as a good approximation of the planar solution (23). The source solution \(T^{{{\text{source}}}} \left( {x, t} \right)\) with the empirical exponential slip-weakening friction can be expressed from Eqs. (27) and (28) as

The results of the dimensional analysis suggest that there are four nondimensional parameters that govern the ratio between \(\left( {T^{{{\text{source}}}} \left( {x, t} \right) - T_{0} } \right)\) and \(\left( {T^{{{\text{plane}}}} \left( {x, t} \right) - T_{0} } \right)\): namely, \(x/2\sqrt {\alpha t}\), \(t_{{\text{s}}} /t\), \(c_{3} t\), and \(c_{5} /c_{4}\). When \(t_{{\text{s}}} /t \ll 1\), it can be shown that the planar solution \(T^{{{\text{plane}}}} \left( {x, t} \right)\) approaches the source solution \(T^{{{\text{source}}}} \left( {x, t} \right)\) (Additional file 1: Text S4). Figure 6 shows the difference between \(\left( {T^{{{\text{source}}}} \left( {x, t} \right) - T_{0} } \right)\) and \(\left( {T^{{{\text{plane}}}} \left( {x, t} \right) - T_{0} } \right)\) plotted against the nondimensional parameter \(t_{{\text{s}}} /t\) for various combinations of \(x/2\sqrt {\alpha t}\), \(c_{3} t\), and \(c_{5} /c_{4}\). As in Fig. 5, the values of these nondimensional parameters were set to \(x/2\sqrt {\alpha t} = \left( {0, 5} \right)\), \(c_{3} t = \left( {10^{5} , 10^{11} } \right)\), and \(c_{5} /c_{4} = \left( {0, 10} \right)\). For both values of \(x/2\sqrt {\alpha t}\), the ratio between \(\left( {T^{{{\text{plane}}}} \left( {x, t} \right) - T_{0} } \right)\) and \(\left( {T^{{{\text{source}}}} \left( {x, t} \right) - T_{0} } \right)\) approaches unity as the \(t_{{\text{s}}} /t\) value decreases. Except for the case of \(\left( {c_{5} /c_{4} , c_{3} t} \right) = \left( {10, 10^{5} } \right)\), no significant difference was observed between the curves obtained by using different values of the dimensionless parameters other than \(t_{{\text{s}}} /t\). According to previous temperature measurements in boreholes, \(t_{{\text{s}}} /t\) is \(\le 3.2 \times 10^{ - 8}\) for the Chelungpu fault (Kano et al. 2006), \(\le 1.1 \times 10^{ - 6}\) for the plate-boundary fault in the Japan Trench (Fulton et al. 2013), and \(\le 3.1 \times 10^{ - 6}\) for the Wenchuan fault (Li et al. 2015) (Table 2). In this parameter range, \(\left( {T^{{{\text{plane}}}} \left( {x, t} \right) - T_{0} } \right)/\left( {T^{{{\text{source}}}} \left( {x, t} \right) - T_{0} } \right) > 0.9999997\) for \(x/2\sqrt {\alpha t} = 0\) and \(\left| {\left( {T^{{{\text{source}}}} \left( {x, t} \right) - T_{0} } \right)/\left( {T^{{{\text{plane}}}} \left( {x, t} \right) - T_{0} } \right)} \right| > 0. 99998\) for \(x/2\sqrt {\alpha t} = 5\). These results clearly indicate that the planar solution (23) can be well approximated by using the source solution (29) under the conditions of the previous temperature observations.

From the results presented in the last two paragraphs, it is clear that the temperature anomalies observed by the previous drilling projects (Kano et al. 2006; Fulton et al. 2013; Li et al. 2015) can be well approximated using the source solution (29), whether the shear stress is constant or shows exponential decay with slip. This finding suggests that the slip parameters reported in these studies are appropriate.

## Discussion

The results of this study clearly show that the thick, planar, and source solutions can be considered equivalent provided that the half-width of the fault zone \(l\) and the slip duration \(t_{{\text{s}}}\) are negligibly small compared with twice the diffusion length \(2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)}\) and the elapsed time after the event \(t\), respectively. Although Fulton et al. (2013) and Li et al. (2015) have already addressed this point qualitatively, in this study, I demonstrated that these three solutions are equal, under these limiting conditions, by using the Taylor expansion to transform the solutions. Under these limiting conditions, coseismic information about the slip parameters with spatio-temporal extent is lost due to heat diffusion and thus cannot be directly inferred from the observed temperature anomalies. The most well-constrained parameter is the strength of the heat liberated in fault zone \(S\), as already indicated by Li et al. (2015). The values and errors of the other parameters, such as shear stress and friction coefficient, therefore, need to be estimated based upon those of \(S\), with some additional assumptions.

It is worth discussing under what circumstances the source solution (29) can no longer be regarded as a good approximation for the thick solutions (19) and (20). As a requirement for a good approximation, I here investigate the case where the approximation error is less than 1%. As shown in Fig. 6, the approximation error becomes less than 1% when \(t_{{\text{s}}} /t = 4.0 \times 10^{ - 2}\) and \(8.7 \times 10^{ - 3}\) for \(x/2\sqrt {\alpha t} = 0\) and \(5\), respectively. If \(t_{{\text{s}}} = 10^{3} \; {\text{s}}\) is assumed to be the upper limit of slip duration, a value which can be considered unrealistically long, the approximation error exceeds 1% when \(t < 14 \; {\text{days}}\). The previous drilling projects considered here were carried out at least one year after the targeted event, and the installation of thermometers within such a short time period after the event would be almost impossible. Therefore, as long as temperature data obtained from \(0 \le x/2\sqrt {\alpha t} < 5\) are used, the source and planar solutions can be considered equivalent for all drilling projects.

As shown in Fig. 5, the approximation error between the planar and thick solutions is 1% when \(l/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)} = 1.7 \times 10^{ - 1}\) and \(2.5 \times 10^{ - 2}\) at \(x/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)} = 0\) and \(5\), respectively. The thermal diffusivity of various types of rocks is typically \(\alpha > 1 \times 10^{ - 7} \; {\text{m}}^{2} {\text{ s}}^{ - 1}\) (e.g., Vosteen and Schellschmidt 2003). Given that the previous drilling projects have been carried out at least one year after the target event, the diffusion length of a typical drilling project is expected to satisfy \(\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)} > 1.8 \; {\text{m}}\). As a consequence, the fault-zone thickness \(2l\) must be less than 0.18 m in order to keep the approximation error more than 1%. However, the thickness of a brittle fault zone is commonly less than 0.1 m (Sibson 2003), and thus the thick and planar solutions can be regarded as equivalent in most cases at \(0 \le x/2\sqrt {\alpha \left( {t - t_{{\text{s}}} } \right)} < 5\). Given the above considerations, the source solution (29) can be considered equivalent to the thick solutions (19) and (20), as long as the coseismic slip does not become significantly delocalized and the spatial range of the observation area is not very large compared with the diffusion length.

## Conclusion

In this paper, I derived analytical solutions for a one-dimensional heat conduction problem in and around a thick fault zone that accounts for empirical slip-weakening friction. I then verified the proposed solutions by comparing them with previously reported solutions, the solution for a planar fault problem, and numerical solutions. Using the derived solutions, I demonstrated that the temperature anomalies observed in previous fault drilling projects (Kano et al. 2006; Fulton et al. 2013; Li et al. 2015) can be well approximated by source solution (29) under the measurement conditions of those drilling projects. This result suggests that the slip parameters reported in these studies are appropriate. My results also indicate that for most drilling projects, including future ones, temperature anomalies within a thick fault zone can be well explained by using the source solution (29), instead of the thick solutions (19) and (20), as long as the coseismic slip is not significantly delocalized and the spatial extent of the temperature observations is not considerably larger compared to the diffusion length.

## Availability of data and material

No observation or experimental data were used in this study. The results presented in this study can be reproduced by directly implementing the analytical solutions and numerical methods described in the main text and in the additional file.

## References

Abercrombie RE, Rice JR (2005) Can observations of earthquake scaling constrain slip weakening? Geophys J Int 162:406–424. https://doi.org/10.1111/j.1365-246X.2005.02579.x

Carslaw HS, Jaeger JC (1959) Conduction of heat in solids, 2nd edn. Clarendon Press, Oxford

Di Toro G, Han R, Hirose T et al (2011) Fault lubrication during earthquakes. Nature 471:494–498. https://doi.org/10.1038/nature09838

Fulton PM, Harris RN (2012) Thermal considerations in inferring frictional heating from vitrinite reflectance and implications for shallow coseismic slip within the Nankai Subduction Zone. Earth Planet Sci Lett 335–336:206–215. https://doi.org/10.1016/j.epsl.2012.04.012

Fulton P, Brodsky E, Kano Y et al (2013) Low coseismic friction on the Tohoku-Oki fault determined from temperature measurements. Science 342:1214–1217

Hirono T, Hamada Y (2010) Specific heat capacity and thermal diffusivity and their temperature dependencies in a rock sample from adjacent to the Taiwan Chelungpu fault. J Geophys Res Solid Earth 115:B05313. https://doi.org/10.1029/2009JB006816

Hirono T, Lin W, Yeh EC et al (2006) High magnetic susceptibility of fault gouge within Taiwan Chelungpu fault: nondestructive continuous measurements of physical and chemical properties in fault rocks recovered from Hole B. TCDP Geophys Res Lett 33:L15303. https://doi.org/10.1029/2006GL026133

Hirose T, Shimamoto T (2005) Growth of molten zone as a mechanism of slip weakening of simulated faults in gabbro during frictional melting. J Geophys Res Solid Earth 110:B05202. https://doi.org/10.1029/2004JB003207

Kano Y, Mori J, Fujio R et al (2006) Heat signature on the Chelungpu fault associated with the 1999 Chi-Chi, Taiwan earthquake. Geophys Res Lett 33:L14306. https://doi.org/10.1029/2006GL026733

Lachenbruch AH (1986) Simple models for the estimation and measurement of frictional heating by an earthquake. USGS Open-File Report 86-508, p 13

Li H, Wang H, Xu Z et al (2013) Characteristics of the fault-related rocks, fault zones and the principal slip zone in the Wenchuan Earthquake Fault Scientific Drilling Project Hole-1 (WFSD-1). Tectonophysics 584:23–42. https://doi.org/10.1016/j.tecto.2012.08.021

Li H, Xue L, Brodsky EE et al (2015) Long-term temperature records following the Mw 7.9 Wenchuan (China) earthquake are consistent with low friction. Geology 43:163–166. https://doi.org/10.1130/G35515.1

Lockner DA, Okubo PG (1983) Measurements of frictional heating in granite. J Geophys Res 88:4313–4320. https://doi.org/10.1029/JB088iB05p04313

Ma K-F, Brodsky EE, Mori J et al (2003) Evidence for fault lubrication during the 1999 Chi-Chi, Taiwan, earthquake (Mw7.6). Geophys Res Lett 30:1244. https://doi.org/10.1029/2002gl015380

Ma K-F, Tanaka H, Song S-R et al (2006) Slip zone and energetics of a large earthquake from the Taiwan Chelungpu-fault drilling project. Nature 444:473–476. https://doi.org/10.1038/nature05253

Rowe CD, Griffith WA (2015) Do faults preserve a record of seismic slip: a second opinion. J Struct Geol 78:1–26. https://doi.org/10.1016/j.jsg.2015.06.006

Sibson RH (2003) Thickness of the seismic slip zone. Bull Seismol Soc Am 93:1169–1178. https://doi.org/10.1785/0120020061

Tanaka H, Chen WM, Wang CY et al (2006) Frictional heat from faulting of the 1999 Chi-Chi, Taiwan earthquake. Geophys Res Lett 33:L16316. https://doi.org/10.1029/2006GL026673

Tanikawa W, Shimamoto T (2009) Frictional and transport properties of the Chelungpu fault from shallow borehole data and their correlation with seismic behavior during the 1999 Chi-Chi earthquake. J Geophys Res Solid Earth 114:B01402. https://doi.org/10.1029/2008JB005750

Vosteen HD, Schellschmidt R (2003) Influence of temperature on thermal conductivity, thermal capacity and thermal diffusivity for different types of rock. Phys Chem Earth 28:499–509. https://doi.org/10.1016/S1474-7065(03)00069-X

Yagi Y, Nishimura N, Kasahara A (2012) Source process of the 12 May 2008 Wenchuan, China, earthquake determined by waveform inversion of teleseismic body waves with a data covariance matrix. Earth Planets Space 64:e13–e16. https://doi.org/10.5047/eps.2012.05.006

## Acknowledgements

SK sincerely thanks Hiroyuki Noda and Daisuke Sato for discussing the preliminary results of this study and providing useful comments. SK is also grateful to Dr. Patrick Fulton and an anonymous reviewer for giving critical and constructive comments, which greatly improved the manuscript. Editor Dr. Fenglin Niu is acknowledged for handling of this manuscript.

## Funding

SK was supported by KAKENHI Grant No. 20J01284 from the Japan Society for the Promotion of Science.

## Author information

### Authors and Affiliations

### Contributions

SK derived analytical solutions and performed the calculations. SK prepared, read, and approved the final manuscript.

### Corresponding author

## Ethics declarations

### Competing interests

The author declares that he has no competing interests.

## Additional information

### Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

## Supplementary Information

**Additional file 1:**

Detailed derivations of some equations in the main text.

## Rights and permissions

**Open Access** This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article's Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article's Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/.

## About this article

### Cite this article

Kaneki, S. Frictional heating in a thick fault zone with empirical slip-weakening friction: implications for slip parameter estimation from temperature observations in deep fault drilling.
*Prog Earth Planet Sci* **8**, 67 (2021). https://doi.org/10.1186/s40645-021-00457-0

Received:

Accepted:

Published:

DOI: https://doi.org/10.1186/s40645-021-00457-0

### Keywords

- Heat conduction
- Frictional heat
- Temperature anomaly
- Deep fault drilling
- Analytical solution