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Liquid and supercritical CO2 as an organic solvent in Hadean seafloor hydrothermal systems: implications for prebiotic chemical evolution


Prebiotic chemical evolution and the emergence of life in the seafloor hydrothermal systems of Hadean Earth is among the most plausible and popular hypotheses for the origin of earthly life. In contrast, many studies pointed out that this hypothesis intrinsically harbors a critical unsolved problem called the “water paradox”: Abundant water limits dehydration synthesis and instead facilitates hydrolysis of organic molecules during the early stage of chemical evolution. However, many of these criticisms have not referred to the abundant liquid/supercritical CO2 (L/SC-CO2) fluids and pools in modern hydrothermal systems, which not only create dry environments but also behave as hydrophobic solvents at and beneath the seafloor. In this paper, we theorize the generation and preservation of a L/SC-CO2 pool in modern seafloor hydrothermal systems and reinterpret the fossil hydrothermal systems preserved in early Archean seafloor basalts. The theoretical estimation of subseafloor phase separation and phase segregation of CO2-rich hydrothermal fluids suggests the presence of L/SC-CO2 fluids and pools in Hadean seafloor hydrothermal systems. Because they behave as hydrophobic organic solvents, L/SC-CO2 can potentially initiate the dehydration synthesis of organic molecules in seafloor hydrothermal systems. Moreover, at the interface between L/SC-CO2 and H2O-rich fluid (seawater or hydrothermal fluid), amphiphilic molecules might be generated and triggered into self-assembled growth. Based on the abundant occurrence and physicochemical properties of L/SC-CO2 fluids, we propose a new stepwise concept for the origin of life, whereby prebiotic chemical evolution was co-hosted and facilitated by L/SC-CO2 in Hadean water-rich seafloor hydrothermal systems. This “liquid/supercritical CO2 hypothesis” potentially overcomes the water paradox and strengthens the idea that earthly life was hatched in deep-sea hydrothermal systems.

1 Introduction

An increasing interest in research on the origin of life (OOL) has emphasized two substantial aspects of OOL research: the process of prebiotic chemical evolution and the birthplace of life. The former aspect began with the pioneering Miller–Urey experiments in a given primordial atmosphere (Miller 1953; Miller and Urey 1959) and was later sophisticated with genetics-centric theories such as RNA/Protein world hypotheses (Rich 1962; Gilbert 1986; Eddy 2001; Ikehara 2005; Robertson and Joyce 2012; Harish and Caetano-Anolles 2012) and metabolism-centric theories such as the autotrophic origin of life hypothesis (Wächtershäuser 1988, 1990, 1994; Huber and Wächtershäuser 1997, 2003; Russell and Hall 1997; Martin et al. 2008; Russell et al. 2010). The latter aspect began with the primordial organic-soup hypothesis in oceans (Oparin 1924, 1957; Haldane 1929) and has been updated with several plausible candidates and models such as the seafloor hydrothermal vent hypothesis (Russell et al. 1988, 2021; Russell and Hall 1997; Takai et al. 2006; Russell et al. 2014; Shibuya et al. 2015, 2016; Yamamoto et al. 2017; Barge et al. 2019; Kitadai et al. 2018, 2019, 2021; White et al. 2020), on-land hot spring (warm little pond) hypothesis (Powner et al. 2009; Mulkidjanian et al. 2012; Maruyama et al. 2019; Damer and Deamer 2020), and others (e.g., panspermia hypotheses) (Arrhenius 1908; Hoyle and Wickramasinghe 2000). Both aspects can be overlapped to create unified scenarios and contexts of OOL, whereas each hypothesis has long been debated because it certainly embraces both advantages and disadvantages. In fact, seafloor hydrothermal vents and on-land hot springs are now considered as the most plausible birthplaces of life, but the hypotheses have been hotly debated recently (Damer and Deamer 2020; Marshall 2020; Russell 2021; Korenaga 2021; Rosas and Korenaga 2021). Furthermore, they have been extensively investigated in their analog environments on the present Earth (e.g., Takai et al. 2004; Suzuki et al. 2013; Suda et al. 2014) and Saturn’s moon (Hsu et al. 2015; Sekine et al. 2015; Glein et al. 2015; Waite et al. 2017).

The hot spring hypothesis is supported by the availability of various energy sources (hydrothermal chemistry, sunlight, and cosmic ray irradiation), the supply of freshwater and atmospheric feedstock materials, and the condensation and polymerization of organics through possible wet–dry and freeze–thaw cycles on the ground surface (Powner et al. 2009; Mulkidjanian et al. 2012; Damer and Deamer 2020; Rosas and Korenaga 2021). In contrast, the ground surface of the Hadean should have been exposed to long-term cosmic ray irradiation, meteorite showers, and ultraviolet (UV) irradiation in the absence of an ozone shield. These natural processes have the potential to induce polymerization and molecular evolution of organics under appropriate conditions (e.g., McKay and Borucki 1997; Damer and Deamer 2020), but sustaining the prebiotic chemical evolution and the generation and continuity of primordial life would be difficult in such harsh environments. Furthermore, the spatiotemporal abundance and stability of hot spring environments on the exposed land might be stochastically weak points for the sustainable prebiotic chemical evolution and the generation and continuity of life as compared to those of deep-sea hydrothermal systems.

Since the discovery of hydrothermal systems on the modern ocean floor (Corliss et al. 1979), the seafloor hydrothermal vent hypothesis has been widely accepted as the birthplace of life and the hatchery habitat of the last universal common ancestor (LUCA) because many thermophilic, lithotrophic, and potentially ancient lineages of microbes sustained only by geo-fuels have been identified in hydrothermal fluids (Corliss et al. 1981; Takai et al. 2004; Stetter 2006; Nakamura and Takai 2014). Recent reverse-evolution studies using an enormous dataset of prokaryotic genomes have reinforced the concept that early seafloor hydrothermal vents hosted the emergence of LUCA and the post-LUCA propagation and evolution (Weiss et al. 2016; 2018). However, whether the origins of life and LUCA were spatiotemporally related is still uncertain. Rather, the seafloor hydrothermal vent hypothesis for OOL has been established in terms of prebiotic chemical evolution, such as the generation of auto-catalytic and autotrophic proto-metabolisms in Hadean hydrothermal vents (Wächtershäuser 1988, 1990, 1994; Huber and Wächtershäuser 1997, 2003; Russell and Hall 1997; Martin et al. 2008; Russell et al. 2010; Yamamoto et al. 2017; Barge et al. 2019; Kitadai et al. 2018, 2019, 2021; White et al. 2020). In addition, limited but certain amounts of geological and geochemical evidences have constrained the environmental conditions that would support the seafloor hydrothermal vent hypothesis. For instance, seafloor hydrothermal vents can provide a sustainable and stable chemical energy supply for microbial metabolisms (McCollom and Shock 1997; Amend et al. 2011; Nakamura and Takai 2015) and are insulated from lethal extraterrestrial inputs (e.g., UV and cosmic rays and meteorite impacts) (Morbidelli et al. 2001; Takai 2019). Moreover, seafloor hydrothermal activities have existed since the initiation of plate tectonics in the Hadean (e.g., Komiya et al. 1999), and microfossils were found within the 3.5 Ga subseafloor hydrothermal deposits (e.g., Ueno et al. 2001). Nevertheless, all seafloor hydrothermal systems are present in seawater that generally inhibits dehydration synthesis rather facilitates hydrolysis of organics. This so-called water paradox or water problem is the most challenging inherent dilemma of the seafloor hydrothermal vent hypothesis.

In fact, various prebiotic organics have been synthesized in laboratory experiments under water-rich conditions that simulate seafloor hydrothermal systems (e.g., Yanagawa and Kojima 1985; Huber and Wächtershäuser 1997; Imai et al. 1999; Simoneit 2004; Kawamura et al. 2005a, b; Lemke et al. 2009; Sakata et al. 2010; Burcar et al. 2015; Barge et al. 2019; Kitadai et al. 2019, 2021). Early experiments on hydrothermal organic synthesis focused on the polymerization of amino acids from amino acid monomers, while recent geo-electrochemical experiments have synthesized various building-block organics (amino acids, organic acids, and thio-esters) from inorganic compounds (Kitadai et al. 2018, 2019, 2021). However, the amounts and sizes of the organic polymers generated in simulated hydrothermal solutions were demonstrably insufficient, possibly emphasizing the “water paradox” of seafloor hydrothermal vents.

Besides these two major hypotheses, there are a view that prebiotic chemical evolution might be facilitated by supercritical CO2 (SC-CO2) fluids (e.g., Fujioka et al. 2009; Schreiber et al. 2012). The critical point of CO2 (Tc = 31.1 °C; Pc = 73.8 bar) is located among the mild temperature and pressure conditions, which frequently occurs in those of geologic environments. Condensed CO2 behaves as a nonpolar hydrophobic solvent in liquid and supercritical states (e.g., its solubility parameter is 14.6 MPa1/2 at 40 °C and 20 MPa; Marcus 2018), and can be industrially used for polymer synthesis because of its high miscibility with many organic materials (e.g., Hyatt 1984; Cooper 2000; Shi et al. 2015). Thus, as potential environments facilitating prebiotic chemical evolution, Fujioka et al. (2009) assumed on-land soda fountains whereas Schreiber et al., (2012) proposed deep strike-slip fault zones in exposed proto-continents. However, partial pressure of CO2 in atmosphere and ocean was probably reduced by water–rock reactions during formation process of primordial ocean to a level that L/SC-CO2 is unstable (Ueda and Shibuya 2021). Moreover, the exposed land of continental crusts is not guaranteed to exist in the Hadean (Korenaga 2021). In addition, it might be difficult to examine these models in analogue sites on modern Earth. Nevertheless, these prior SC-CO2 models certainly provide hints for solving the “water paradox” of the seafloor hydrothermal vent hypothesis because on-going generation of liquid/supercritical CO2 (L/SC-CO2) fluids is observed in several modern seafloor hydrothermal systems.

In this regard, this paper reviews previous studies of modern hydrothermal systems that host L/SC-CO2 fluids and pools at and beneath the seafloor and theorizes the generation and preservation mechanisms. Archean geologic records that can be the evidence for L/SC-CO2 fluids in seafloor hydrothermal systems are also reviewed. These discussions shed light on the possible key processes of prebiotic chemical evolution driven by L/SC-CO2 fluids and pools in Hadean seafloor hydrothermal systems.

2 Liquid CO2 in modern seafloor hydrothermal systems

L/SC-CO2 fluids and pools have now been recognized in some seafloor hydrothermal fields of the Okinawa Trough (Sakai et al. 1990a, b; Ishibashi et al. 1995; Inagaki et al. 2006; Konno et al. 2006; Kawagucci et al. 2011) and the Mariana Arc (Lupton et al. 2006, 2008) (Table 1). The hydrothermal vents in these fields generally emit CO2-rich fluids with or without lesser amounts of L/SC-CO2 bubbles/droplets, which can be recognized both visually (e.g., Sakai et al. 1990b; Lupton et al. 2006) and acoustically (e.g., Nakamura et al. 2015). The CO2 concentrations in hydrothermal fluids vary widely but are typically at least one order of magnitude higher than those in typical hydrothermal fluids of mid-ocean ridge systems (10–30 mM) (Table 1). However, these analyzed hydrothermal fluids are apparently mixtures of brine and gas-rich vapor phases because it is difficult to sample the brine and vapor phases, separately. Therefore, the reported CO2 concentrations in hydrothermal fluids indicate the maximum and minimum values of the brine and vapor phases, respectively.

Table 1 Modern seafloor hydrothermal systems with a L/SC-CO2 pool beneath the seafloor

According to stable carbon isotope ratios of CO2 in these hydrothermal fluids, CO2 likely originated from a combination of mantle carbon and thermogenic CO2 from sedimentary organics in the Okinawa Trough systems (Kawagucci et al. 2011). In the Champagne field (NW Eifuku) of the Mariana Arc, relatively heavy carbon isotopes point to decomposition of marine carbonates in the subducted slab, suggesting that a local melting process at subduction zone also potentially contributes to generation of a CO2-rich magma. (Lupton et al. 2006). In any case, the high CO2 concentrations in fluids indicate that a considerable amount of CO2 is injected into the reaction zone from surrounding heated organics-rich sediment layers and/or the underlying heat source (e.g., the magma chamber). As previously suggested, the upwelling of substantially CO2-rich hydrothermal fluid inevitably drives phase separation through depressurization (e.g., Konno et al. 2006). Such processes likely generate a CO2-rich vapor phase during hydrothermal circulation, which should nucleate and grow L/SC-CO2 fluids and pools at and below the seafloor. The following section discusses the mechanisms of phase separation in CO2-rich hydrothermal systems.

3 Generation and formation mechanisms of liquid/supercritical CO2 fluids and pools in seafloor hydrothermal systems

3.1 Phase separation by fluid upwelling as a CO 2 condensation process

Phase separation is a frequent phenomenon in seafloor hydrothermal systems on the present Earth. It has been observed in the Rainbow (Charlou et al. 2002), East Pacific Rise (9°50' N) (especially immediately after magmatic events; Lilley et al. 2003), and Edmond (Gallant and Von Damm 2006) hydrothermal fields on the mid-ocean ridges, and even in the world’s deepest hydrothermal system of the Piccard field, the Mid-Cayman Rise (McDermott et al. 2018). In addition, the processes of phase separation during subseafloor hydrothermal circulation are also well simulated by theoretical consideration and numerical modeling (Fox 1990; Scholl et al. 1993; Coumou et al. 2009). Subseafloor phase separation is generally recognized as a clear difference in salinity of the hydrothermal fluid against the seawater value. Higher and lower Cl concentrations in hydrothermal fluids than in seawater result from phase separation and segregation of brine and vapor phases during fluid upwelling (Butterfield et al. 2003). Phase separation occurs when the vapor pressure of water or partial pressure of the gases dissolved in the hydrothermal fluid exceeds the head pressure. Hence, a pressure decrease in the upwelling hydrothermal fluid causes phase separation, depending on the pressure, temperature, and fluid composition. If a hydrothermal fluid is significantly enriched in CO2, a high partial pressure of CO2 likely causes phase separation during upwelling. Furthermore, the H2O–CO2 system has a wide immiscibility field that changes with pressure and temperature (Fig. 1; Takenouchi and Kennedy 1964; Blencoe et al. 2001; Kaszuba et al. 2006). When a pressure and/or temperature change drives CO2-rich hydrothermal fluid into the immiscibility field on the PT diagram, the fluid is physically separated into CO2-poor liquid and CO2-rich vapor phases. Actually, NaCl in fluids also influences conditions of phase separation in natural systems (Butterfield et al. 2003), but there is no available phase diagram of H2O-NaCl-CO2 system with seawater salinity at present. Therefore, we tentatively use the phase diagram of NaCl-free system for the following discussions. It is noted that the immiscibility fields probably expand slightly if seawater salinity is assumed for the fluids (e.g., Kaszuba et al. 2006; Dubacq et al. 2013).

Fig. 1
figure 1

Isotherm diagram of fluid compositions in the CO2–H2O system (modified from Takenouchi and Kennedy 1964), on which the seafloor pressure of hydrothermal systems hosting a L/SC-CO2 pool projected. The ranges of seafloor pressures of hydrothermal systems at mid-ocean ridges, back arcs and arcs are summarized from the InterRidge Vents Database (

Such processes are expected in present hydrothermal systems hosting abundant L/SC-CO2 fluids and pools. For example, a hydrothermal fluid containing 2 mol% CO2 (~ 1.1 mol/kg) is assumed to be generated at 300 °C in a reaction zone located 2 km beneath a 1-km-deep seafloor for simplicity. In the assumption, we lack geological and geochemical data supporting the depth of reaction zone and the CO2 concentration of fluid. However, the assumed seafloor depth and temperature of reaction zone are broadly comparable to those of the Iheya North hydrothermal field in the Okinawa Trough, where dive observations with human-occupied and remotely operative vehicles have detected many L/SC-CO2 droplets and bubbles exhaled along with high-temperature hydrothermal fluid flows (Kawagucci et al. 2011) (Fig. 2a and Table 1). As the hydrothermal fluid upwells, its hydraulic head pressure decreases and the fluid encounters the 300 °C immiscibility field at around 170 bar (700 m below the seafloor). At this point, phase separation begins with a very small amount of vapor phase containing 35 mol% CO2 (V0 in Fig. 2a). Although the density differs between the vapor phase and the brine phase (B0; chemically almost identical to the original hydrothermal fluid), the vapor phase should occur as small droplets in the main brine phase due to its very small amount. As the upwelling proceeds, the brine phase continuously releases vapor phases and reduces its CO2 concentration along the outer boundaries of the immiscibility field (Fig. 2a). Simultaneously, the volume of vapor phase gradually increases and its CO2 concentration also decreases along with the outer boundary of immiscibility field. When the bubbles of vapor phase reach a certain volume, the vapor phase (V1) might physically segregate from the main brine phase (B1) due to the density difference and might become concentrated during flow through the channels and mixing with low-temperature seawater (as discussed below). When the hydrothermal brine phase reaches the seafloor (100 bar) (B1’), its CO2 concentration should be reduced to 0.3–0.4 mol% (170–220 mmol/kg) through the continuous release and segregation of the CO2-rich vapor phase. This value approximates the maximum CO2 concentration of the hydrothermal fluids in the Iheya North hydrothermal field (Table 1). Meanwhile, the CO2 concentration in the vapor phase reduces to approximately 11 mol% at 100 bar (near the seafloor) (V1’), but its amount relative to the brine phase increases with decreasing pressure if physical segregation is limited. In summary, depressurization from 170 to 100 bar (from 700 to 0 m below the seafloor) causes continuous or progressive phase separation that condenses CO2 into the vapor phase during fluid upwelling.

Fig. 2
figure 2

Evolution of fluid compositions associated with phase separation caused by a depressurization due to fluid upwelling and b temperature decrease due to fluid mixing (see text for details). Isotherms are enlarged from those in Fig. 1 (Takenouchi and Kennedy 1964). B, V, and M stand for brine, vapor, and mixed phases, respectively

Above, the case close to Iheya North field was discussed in detail. We now briefly discuss the effect of varying the initial conditions. When the CO2 concentration of the hydrothermal fluid generated in the reaction zone is higher than the above-assumed value, the amount of generated vapor phase relative to the brine phase increases and the CO2 concentration in the vapor phase can reach 46 mol% (the right edge of the 300 °C immiscibility field in Fig. 2a). In contrast, if the temperature of the hydrothermal fluid in the reaction zone reaches 350 °C, the CO2 concentration in the generated vapor phase is lower than at lower temperatures because the immiscibility field is narrowed. Therefore, high-temperature hydrothermal fluids (> 350 °C) might be less likely to generate L/SC-CO2 because the low CO2 concentration in the vapor phase has less potential to generate the density difference that potentially drives the physical segregation between the vapor and brine phases. Nevertheless, the higher original CO2 concentration in fluid leads to the greater amount of generated vapor phase, which might assist physical segregation of the vapor phase.

Under the above CO2 concentration and temperature condition (CO2 = 2 mol%, 300 °C), the phases cannot separate below a water depth of 1700 m (170 bar) because the fluid composition is outside the immiscibility field. This indicates that upwelling of CO2-rich hydrothermal fluid does not necessarily cause phase separation if the seafloor is much deeper than 1700 m. For example, if the CO2 concentration and temperature are approximately 2 mol% and 350 °C, respectively, the upwelling hydrothermal fluid reaches the 350 °C immiscibility field at a hydrostatic pressure corresponding to a depth of 2200–2300 m. Therefore, in typical mid-ocean ridge hydrothermal systems (e.g., 2500 m water depth at the seafloor), phase separation of hydrothermal fluids is not triggered by high CO2 concentrations. This reasoning explains the lack of L/SC-CO2 fluids and pools reported in/near mid-ocean ridge hydrothermal systems.

3.2 Phase separation by fluid mixing as a process of CO 2 purification

If the temperature decreases due to thermal conduction, an upwelling CO2-rich vapor phase segregated from the main flow channel would elevate its CO2 concentration by releasing an H2O-rich phase. This mechanism is driven by the expanding immiscibility field in the H2O–CO2 system as the temperature decreases (Fig. 1). This mechanism might work in some regions of hydrothermal systems hosting L/SC-CO2 fluids and pools. In general, however, upwelling hydrothermal fluids actively mix with cool seawater infiltrating down into the subseafloor environments, which effectively decreases the temperature of hydrothermal fluids (e.g., Butterfield et al. 2004). Although the mixing process usually dilutes the chemical species specifically dissolved in hydrothermal fluids (e.g., H2aq, H2Saq, and Fe2+), the mixing-driven temperature reduction can enrich the CO2 only in CO2-rich vapor phases. To briefly explain this mechanism, we assume simple initial conditions discussed above. First, a CO2-rich vapor phase (V1; CO2 = 20 mol%) at 300 °C is segregated from the main flow channel at 200 m below the seafloor (120 bar) during the fluid upwelling process with isothermal depressurization (Fig. 2a and b). Next, the vapor phase (V1) mixes with seawater near the seafloor (100 bar). For simplicity, the temperature and CO2 concentration of the seawater are assumed as 0 °C and 0 mol%, respectively, because their actual values are negligible relative to those of the vapor phase. In this case, when the mixing ratio of seawater-to-vapor phase is 0.2, a mixed phase (M2) with a CO2 concentration of 16.7 mol% is formed at 250 °C (Fig. 2b). This CO2 concentration falls within the immiscibility field at 250 °C, which is unstable and causes phase separation generating a CO2-poor brine phase (B2) and a CO2-rich vapor phase (V2; CO2 = 42 mol%) (Fig. 2b). Similarly, when the mixing ratio of seawater-to-vapor phase is 1.0, the mixed phase (M3) has a CO2 concentration of 10 mol% and a temperature of 150 °C. This mixed phase also falls within the immiscibility field at 150 °C and separates into a CO2-poor brine phase (B3) and a CO2-rich vapor phase (V3; CO2 = 88 mol%). In natural systems, such mixing processes continuously occur in many places of the subseafloor hydrothermal circulation. Hence, the mixing ratio of the seawater/vapor phase generally increases over distance and time from the main flow channel or the reaction zone; accordingly, the width of the immiscibility field expands with decreasing temperature in the H2O–CO2 system. This implies that once the CO2-rich vapor phase has separated from the high-temperature hydrothermal fluids of the main flow channel, the CO2 enrichment can be accelerated by continuous mixing processes because the expansion of the immiscibility field due to the temperature decrease exerts a greater effect than CO2 dilution through mixing with seawater. Therefore, at the seafloor and in relatively shallow subseafloor regions dominated by the mixing process, nearly purified L/SC-CO2 fluid is finally generated from the highly CO2-enriched vapor phase. If there are appropriate geological structures such as alternation of porous and impermeable layers in the sediments and umbrella (flange)-shaped metal sulfide deposits, the L/SC-CO2 fluids can be isolated and stored around the seafloor of the hydrothermal system (as discussed below). When spaces become filled with L/SC-CO2 fluids, L/SC-CO2 pools would begin to form.

3.3 Geological processes that preserve liquid/supercritical CO 2 around the seafloor

Because the density of L/SC-CO2 at the temperatures of modern deep seawater is lower than that of seawater at pressures lower than around 300 bar (e.g., Qanbari et al., 2011), the L/SC-CO2 fluid should slowly rise through the fractures, voids, and cavities of subseafloor environments in hydrothermal systems shallower than 3000 m. On geological timescales, L/SC-CO2 fluid might slowly permeate even the overlying impermeable sediments and eventually enter the seawater. To ensure the growth and long-term preservation of L/SC-CO2 pools at and beneath the seafloor, other physical and chemical processes are required. At 100 bar and temperatures lower than approximately 10 °C, liquid CO2 (L-CO2) reacts with water to form clathrate hydrate (Fig. 3). As a solid, CO2 hydrate can agglomerate to fill the pore spaces of not only volcanics but also sediments. These agglomerates significantly reduce the permeability of sediments and block the leakage of L-CO2 into the overlying seawater (Evrenos et al. 1971; Gauteplassa et al. 2018). Such self-sealing ability (hydrate formation) of L-CO2 can promote the widespread occurrence and preservation of L/SC-CO2 pools at and beneath the seafloor (Gauteplass et al. 2020). Indeed, CO2 hydrate sealing the underlying L-CO2 has been visually confirmed in the Yonaguni Knoll IV field and other fields of Okinawa Trough (e.g., Inagaki et al. 2006) and hydrate-sealed L-CO2 droplets in deep seawater have also been verified near many hydrothermal fields (Lupton et al. 2006, 2008). In addition, although CO2 hydrate can coexist with L-CO2 at pressures above 35–45 bar at low temperatures, pressures higher than c. 74 bar are required for stabilizing SC-CO2 that eventually becomes L-CO2 when it cools beneath the seafloor (Fig. 3). Therefore, the formation of L/SC-CO2 pools at and beneath the seafloor requires water depths of several hundred meters or more depending on temperature. This feature is consistent with the venting depths (> 1000 m) of present hydrothermal fields bearing L-CO2 pools (Table 1) and the emission of gas-phase CO2 bubbles (and CO2 hydrate) in CO2-rich hydrothermal fields at shallow seafloor depths (< 700 m) (Lupton et al. 2008; Pedersen et al. 2010; Stensland et al. 2019). In contrast, L-CO2 becomes heavier than seawater at pressures higher than approximately 300 bar (Qanbari et al. 2011). Therefore, in hydrothermal systems on seafloors deeper than 3000 m, the L-CO2 does not ascend even when L/SC-CO2 is generated in the deeper part by the above-discussed processes. In such cases, L/SC-CO2 pools cannot form around the seafloor.

Fig. 3
figure 3

A relationship between seafloor pressures of CO2-rich hydrothermal fields and phase relations in the CO2–H2O system (modified from Spycher et al. 2003). CO2-rich hydrothermal systems seem to host a L/SC-CO2 pool when seafloor pressures exceed the critical pressure of CO2-rich fluid. In contrast, Jan Mayen field in the Arctic Mid-Ocean Ridge (Pedersen et al. 2010; Stensland et al. 2019) and CO2-rich hydrothermal fields in the Mariana (except Champagne field) and Tonga-Kermadec arcs (Lupton et al. 2008) discharge CO2-rich fluids as gas bubbles (with/without CO2 hydrate). Q, a quadruple point; CEP, a critical end point for the CO2–H2O system

4 Geological evidence of phase separation in early Archean seafloor hydrothermal systems

Fossils of ancient subseafloor hydrothermal systems are preserved in the Archean/Proterozoic greenstone belts (e.g., Kitajima et al. 2001a; Van Kranendonk 2006; Hofmann and Harris 2008; Rouchon and Orberger 2008). The Archean basaltic greenstones show a series of evidence of hydrothermal carbonation, suggesting that ancient seawater was extremely enriched in CO2 (Nakamura and Kato 2004; Shibuya et al. 2013b). Furthermore, the carbonate content in the altered seafloor basalts decreased from the early Archean to the Paleoproterozoic (Nakamura and Kato 2004; Shibuya et al. 2012, 2013a, 2017), indicating that the CO2 concentration in seawater decreased over this period (Shibuya et al. 2017). This finding is consistent with many other geologic records, such as paleosols and evaporates (Hessler et al. 2004; Lowe and Tice 2004; Kanzaki and Murakami 2015), and with climate models dealing with the faint young Sun paradox (Kasting 1993; Sleep and Zahnle 2001).

Since the early Archean seawater was indeed extremely enriched in CO2, the hydrothermal fluids in most of the early Archean seafloor hydrothermal systems may also have been enriched in CO2 (e.g., Kitajima et al. 2001a). For example, the mineral assemblages of the seafloor basalts altered under high-temperature conditions (300–400 °C) indicate that the CO2 concentration in the hydrothermal fluid exceeded 200 mmol/kg (Shibuya et al. 2010). This range of values corresponds to the maximum CO2 concentrations of hydrothermal fluids in the Okinawa Trough systems that host abundant L/SC-CO2 fluids and pools (Table 1). Therefore, the early Archean seafloor hydrothermal systems could potentially generate L/SC-CO2 fluids during hydrothermal circulation.

Other geological evidence is consistent with subseafloor phase separation. In the ca. 3.5 Ga North Pole area, Pilbara Craton, Western Australia, there is a bedded chert/barite (Dresser Formation, Warrawoona Group) and underlying thick basaltic sequence, in which ancient seafloor hydrothermal alteration is well preserved (Kitajima et al. 2001a; Terabayashi et al. 2003; Van Kranendonk 2006). In the basaltic sequence, the temperature of alteration increases stratigraphically downward, reaching approximately 350 °C at 1000 m below the ancient seafloor. At this depth, two types of mineral assemblages are found at nearly identical alteration temperatures: calcite-bearing (calcite–rutile–quartz) and calcite-free (epidote–actinolite–titanite) assemblages. The former and latter assemblages thermodynamically point to their coexistence with CO2-rich and CO2-poor (H2O-dominated) fluids, respectively. As these two fluids should have very different CO2 concentrations, they might have been generated by subseafloor phase separation in the 3.5 Ga seafloor hydrothermal system (Kitajima et al. 2001b). This implies that L/SC-CO2 fluids could be generated in Archean seafloor hydrothermal systems similarly to modern L/SC-CO2-bearing hydrothermal systems.

More direct evidence of subseafloor phase separation in the Archean greenstones is found in hydrothermal quartz deposits in the 3.5 Ga North Pole area. In this area, flow channels of hydrothermal fluids are well preserved as silica dikes and barite/quartz veins in the basaltic sequence (Ueno et al. 2006; Van Kranendonk 2006). Such hydrothermal deposits preserve ancient circulating fluids as many fluid inclusions in the quartz/barite crystals (Kitajima et al. 2001b; Ueno et al. 2006). The frequency distribution of homogenization temperatures of the fluid inclusions shows a single peak at approximately 150 °C in the deeper part of the basaltic sequence (> 1000 m below the ancient seafloor), whereas samples from the shallower part (< 1000 m deep) show wide ranges of homogenization temperatures (87–367 °C). Judging from this upward change in homogenization temperatures, phase separation likely occurred around 1000 m below the ancient seafloor (Kitajima et al. 2001b). Under a microscope, most of the fluid inclusions consist of two phases (H2O-rich liquid and vapor) at room temperature, but fluid inclusions containing L-CO2 as a third phase are also seen (Kitajima et al. 2001b). This finding indicates extreme CO2 enrichment in the L-CO2-bearing fluid inclusions, which probably corresponds to a vapor phase generated by phase separation. Furthermore, the stable carbon isotopes of the CO2-rich fluid inclusions (ca. −7.4 to 0 ‰ vs. Vienna Pee Dee Belemnite) are generally explained by a mixture of mantle-derived CO2 and seawater (Ueno et al. 2006). Therefore, even in the early Archean, the hydrothermal fluids enriched with seawater- and mantle-derived CO2 probably underwent phase separation in the subseafloor hydrothermal systems, with consequent generation of CO2-rich vapor phases. In addition, the temperature of phase separation recorded in the fluid inclusions (ca. 150 °C) implies that phase separation occurred even in off-axis hydrothermal circulation systems (e.g., Kitajima et al. 2001b).

As discussed above, multiple lines of evidence in the Archean geological records show that CO2-rich vapor phases were formed by phase separation in early Archean seafloor hydrothermal systems. If the above-described condensation and purification processes were effective, nearly pure L/SC-CO2 fluids are expected in these hydrothermal systems as observed in the modern equivalents, although this expectation must be validated in further analyses of the geological records. In particular, the Archean bottom seawater must have been sufficiently cool to form CO2 hydrates beneath the seafloor (see above). The oxygen isotopes of phosphates in the Archean sediments indicate that the surface seawater was indeed cool during that period (26–35 °C) and did not significantly differ from the modern equivalent (e.g., Blake et al. 2010). Therefore, the temperature of the Archean bottom seawater was probably below ~ 10 °C, suggesting that hydrothermal systems hosting abundant L/SC-CO2 pools could exist in the early Archean ocean.

5 Implications for prebiotic chemical evolution in Hadean seafloor hydrothermal systems

5.1 Liquid/supercritical CO 2 in Hadean seafloor hydrothermal systems

As discussed above, L/SC-CO2 fluids and pools could be generated in the subseafloor hydrothermal systems of the early Archean. In the Hadean, the atmospheric and oceanic CO2 levels were probably as high as those of the early Archean although the CO2 levels had temporarily decreased through weathering of impact ejecta (Sleep and Zahnle 2001; Kadoya et al. 2020). Regarding solid Earth, the upper part of oceanic crust was highly carbonated through reactions with seawater (Nakamura and Kato 2004; Shibuya et al. 2012), and its subduction might cause decomposition of carbonates and resulting CO2-rich melt production at subduction zones. Moreover, komatiite magma could achieve buoyancy to erupt on the seafloor, likely because its enrichment of CO2 decreased melt density (e.g., Anderson 1995; Shimizu et al. 2009), which would potentially inject abundant degassed CO2 into reaction zones in komatiite-hosted hydrothermal systems. Therefore, generation of L/SC-CO2 fluids caused by phase separation is expected to be more frequent in Hadean seafloor hydrothermal systems than in modern systems (Fig. 4). Furthermore, during the weathering of impact ejecta, the Earth’s surface temperature might have been temporarily lower in the Hadean than in the Archean (Kadoya et al. 2020). At this time, the deep seawater should have been sufficiently cool to initiate CO2 hydrate formation at the interface between L-CO2 and seawater at and beneath the seafloor, leading to the widespread formation of L/SC-CO2 pools. Even if the temperature of deep seawater exceeded that of the stability field of CO2 hydrates (~ 10 °C), sealing might have been provided by hydrothermal sediments (e.g., bedded chert and/or banded iron formation) chemically precipitated from hydrothermal plume (by mixing between hydrothermal fluid and seawater) instead of CO2 hydrate (Fig. 4). Such sediments should be less permeable than those in modern seafloor hydrothermal environments because the hydrothermal fluid probably mixed with silica-saturated seawater, thus cementing the pore spaces and fractures as observed in Archean greenstone belts (e.g., Kitajima et al. 2001a; de Vries and Touret 2007; Shibuya et al. 2010). The sealing effects of CO2 hydrate and/or chemical sediments may have prepared the conditions under which the seafloor hydrothermal systems could host abundant L/SC-CO2 pools in the Hadean era when prebiotic chemical evolution and life’s emergence took place. Accordingly, we propose that L/SC-CO2 contributed to prebiotic chemical evolution in early seafloor hydrothermal systems. We call this hypothesis the “liquid/supercritical CO2 hypothesis.”

Fig. 4
figure 4

Schematic of Hadean seafloor hydrothermal systems bearing a L/SC-CO2 pool. The CO2-rich seawater infiltrates the subseafloor volcanic rocks and reacts with basalts or komatiites, causing carbonation and alteration of basalts or serpentinization of komatiites in the seawater recharge zones. When hydrothermal fluid reaches the reaction zone, it receives abundant degassed CO2 from an underlying magmatic heat source. During fluid upwelling, phase separation of the CO2-rich hydrothermal fluid progressively occurs through depressurization, which likely condenses the CO2 in the vapor phase. If the CO2-rich vapor phase is physically segregated from the main flow channel of the upwelling brine phase, it is continuously mixed with recharged seawater and/or cooler pore fluid, causing further phase separation by the temperature decrease. CO2 is then purified in vapor phase. Eventually, these condensation and purification processes generate many SC-CO2 droplets beneath the seafloor. The SC-CO2 is less dense than seawater and migrates upward. As it cools during the upward migration, its phase converts to L-CO2. These processes form a large L/SC-CO2 pool beneath the seafloor. If the temperature of the bottom seawater is lower than approximately 10 °C, reactions between L-CO2 and the ambient seawater/pore fluid requisitely generate solid CO2 hydrates that cement the pores, voids and cavities of the hydrothermal sediments and permeable volcanics. This self-sealing effect by CO2 hydrates prevents the leakage of L/SC-CO2 through the seafloor. In contrast, when CO2 hydrates are absent in the vicinity of warm/hot hydrothermal vents, L/SC-CO2 leaks from the inner edge of the pool and enters the upwelling hydrothermal fluid just below the seafloor, where it is emitted in the form of bubbles. L-CO2 containing these bubbles transforms to hydrate-coated L-CO2 during upward migration through the water column. The bubbles disappear at depths around 500 m because L-CO2 and CO2 hydrate are unstable at these depths. Eventually, both CO2 gas and the organic molecules dissolved in L/SC-CO2 are released to the ambient seawater. If the hydrothermal vents are black-smoker type, the L-CO2 bubbles will carry heavy metals upward to the shallower part of the water column

In addition, the L/SC-CO2 fluids associated with Hadean hydrothermal circulations likely played an important role in heavy metal cycles through the Hadean ocean. As heavy metals are highly soluble in L/SC-CO2 under conditions with chelating agents (e.g., Smart et al. 1997; Erkey 2000; Lin et al. 2014), the L/SC-CO2 pools generated in high-temperature hydrothermal systems (e.g., black-smoker-type systems) might have dissolved the heavy metals if natural chelating agents were present/generated. Furthermore, hydrate-coated CO2 bubbles released from hydrothermal systems have also the potential to transport polymetallic nanoparticles upward and release them at shallower depths through their buoyancy and dissociation at depths around 500 m (e.g., Stensland et al. 2019) (Fig. 4). Therefore, the emission of L/SC-CO2 fluids into seawater probably provided the chemical pump for the vertical distribution of heavy metals in the Hadean Ocean, in addition to active plume expansion derived from high-temperature hydrothermal vents (Fig. 4). This process would have contributed to the widespread formation of metal-rich chemical sediments in the Hadean and Archean oceans.

5.2 Possible roles of liquid/supercritical CO 2 in prebiotic chemical evolution

As L/SC-CO2 fluids have similar chemical properties to hydrocarbon solvents (with a few notable differences) (e.g., Hyatt 1984), the L/SC-CO2 pools in the Hadean seafloor hydrothermal systems would have provided novel reaction fields for prebiotic chemical evolution. At present, the reaction processes of prebiotic chemical evolution is uncertain because we lack experimental data of the reaction properties of L/SC-CO2 fluids and their interactions with seawater and hydrothermal fluid. In addition, in situ measurements of gaseous and condensed CO2 in natural seafloor hydrothermal systems are still challenging (e.g., Pasteris et al. 2004). In the following paragraphs, however, we briefly discuss three representative features of L/SC-CO2 fluids: (1) provision of a dry environment, (2) behavior as an organic solvent, and (3) provision of an interface between L/SC-CO2 and water.

The behavior as a dry environment is among the most important chemical characteristics of L/SC-CO2 fluids and pools. The solubility of water in L-CO2 is 0.003–0.004 mol% at 25 °C and > 64 bar (Spycher et al. 2003), which is only approximately one order of magnitude higher than the content of saturated water vapor in air and is sufficiently low to facilitate dehydration synthesis. Therefore, the presence of L/SC-CO2 pools in Hadean seafloor hydrothermal systems might resolve the “water paradox” that has stymied previous seafloor hydrothermal vent hypotheses—the filling of seafloor hydrothermal systems with abundant water is considered to limit organic synthesis and instead facilitate the hydrolysis of organic molecules. The dry environments of L/SC-CO2 pools in seafloor hydrothermal systems would have been spatiotemporally abundant, stable, and safe, even in the Hadean era when the Earth was continuously bombarded with harmful extraterrestrial inputs such as solar UV radiation, cosmic rays, and meteorites (e.g., Morbidelli et al. 2001; Nishizawa et al. 2020).

Various organic molecules such as n-alkanes are highly miscible with L/SC-CO2, which reflects the behavior of L/SC-CO2 as an organic solvent (Hyatt 1984; Swaid et al. 1985). In addition, most of the solutes in SC-CO2 can also dissolve in L-CO2, while the difference in solubilities of a given solute between L-CO2 and SC-CO2 is a matter of degree (Hyatt 1984). Therefore, if organic molecules dissolvable in L/SC-CO2 were synthesized somewhere in the hydrothermal circulation process (e.g., in the reaction and mixing zones), they could be finally transported and trapped in the L/SC-CO2 fluids and pools. This suggests that L/SC-CO2 pools can ultimately condense and store hydrophobic organics in hydrothermal systems. If L/SC-CO2 pools establish dry conditions and promote the condensation of certain organics synthesized during hydrothermal circulation, they might be the efficient sites of dehydration synthesis and polymerization of L/SC-CO2-soluble organics in addition to other possible environments with L/SC-CO2 (e.g., soda fountains and deep-reaching tectonic fault zones; Fujioka et al. 2009; Schreiber et al. 2012; Mayer et al. 2015; 2018). Furthermore, L/SC-CO2 dissolves various types of organic molecules such as methanol and ascetic acid (Hyatt 1984), which not only induce various synthetic reactions but also elevate the solubilities and reaction rates of other organic molecules via the entrainer effect in certain cases (Jouyban et al. 2005; Machmudah et al. 2006). Indeed, simple organic carbon species such as formate and C2+ alkanes are abiotically synthesized during serpentinization in modern seafloor hydrothermal systems associated with ultramafic rocks (Lang et al. 2010, 2012; McDermott et al. 2015). According to geo-electrochemical experiments, the synthesis of simple building-block organics (amino acids, organic acids, and thio-esters) can be catalyzed by elemental metals/metal sulfide assemblages putatively included in early hydrothermal mineral deposits (Kitadai et al. 2019; 2020; 2021). Thus, in Hadean seafloor hydrothermal systems associated with ultramafic rocks (e.g., komatiite), and possibly in those hosted by other rocks, the L/SC-CO2 pools might operate as factories that enrich and process certain organic molecules from the hydrothermal fluids and minerals and even from seawater.

The physicochemical properties of L/SC-CO2 fluids and pools create different phases of fluids in water and form abundant interfaces between the water and hydrophobic fluids. Across these interfaces, hydrophilic molecules derived from H2O-rich fluid (e.g., heated seawater and hydrothermal fluid at > ~ 10 °C) would react with hydrophobic molecules dissolved in L/SC-CO2, possibly forming amphiphilic molecules that can arrange along the interface and might self-assemble into membrane-like structures (e.g., Mayer et al. 2017). It can be speculated that physicochemical interactions among L/SC-CO2 and H2O-rich fluids triggered by varying environmental conditions (e.g., temperature and pressure) lead to the formation of vesicles and droplets and their interactions (e.g., coalescence and splitting). According to previous seafloor hydrothermal vent hypotheses, cell-like mineral compartments formed within hydrothermal mineral deposits at the time of proto-metabolism emergence (e.g., Russell and Martin 2004). Of course, such self-assembled amphiphilic molecules created by interface reactions between water and L/SC-CO2 may become immobilized in the mineral compartments of hydrothermal mineral deposits, where they cooperate with minerals as prebiotic cellular membranes.

In addition to the above-described features of L/SC-CO2 fluids and pools, the high dissolution capacities of L/SC-CO2 for heavy metals might have contributed to the formation of metal-bearing biomolecules (e.g., enzymes and co-factors) because SC-CO2 can be industrially used for heavy metal extraction (e.g., Lin et al. 2014). Moreover, polynucleotides such as RNA and DNA, which are generally hydrolyzed in water, may have been stabilized and preserved in L/SC-CO2 fluids and pools because dry small interfering RNA (siRNA) and dry plasmid DNA (pDNA) can be pharmaceutically prepared using SC-CO2 (e.g., Okamoto et al. 2005; Okuda et al. 2013). These chemical characteristics of L/SC-CO2 fluids and pools might increase the reactivity and stability of typical biomolecules. One can therefore hypothesize that the abundant L/SC-CO2 fluids and pools in Hadean seafloor hydrothermal systems served as novel and important reaction fields for prebiotic chemical evolution.

In the proposed hypothesis, not all processes of prebiotic chemical evolution are associated with L/SC-CO2 fluids and pools in the Hadean seafloor hydrothermal systems. Instead, the L/SC-CO2 fluids and pools just facilitate significant steps of prebiotic chemical evolution such as condensation, storage, and synthesis of molecular building blocks, which were previously considered to be difficult in water-filled seafloor hydrothermal environments. Abundant L/SC-CO2 fluids and pools are widespread at and beneath the modern hydrothermally active seafloors. They are associated with high- and low-temperature vent fluids and are found in the cavities and spaces of hydrothermal mineral deposits and also in sediments. In the Hadean, therefore, various simple organic compounds might be abiotically produced under various physicochemical conditions, in different zones of the whole hydrothermal circulation (e.g., reaction zone and mixing zone) and in different fluids and solids (e.g., high-temperature hydrothermal fluids, seawater, and various minerals). In this case, it would be possible that the many local environments in the seafloor hydrothermal system co-worked as a series of factories to drive prebiotic chemical evolution owing to the whole hydrothermal circulation. This study highlights that many of the Hadean seafloor hydrothermal systems could provide abundant L/SC-CO2 fluids and pools by the whole hydrothermal circulation processes. Our new hypothesis, named the “liquid/supercritical CO2 hypothesis,” is consistent with previous hypotheses related to seafloor hydrothermal systems, some of which refer to low-temperature alkaline vents (e.g., Russell and Hall 1997; Russell et al. 2014; Shibuya et al. 2016) or high-temperature vents (Takai et al. 2006; Shibuya et al. 2010, 2015). Our hypothesis synergistically strengthens the grand “seafloor hydrothermal vent hypothesis.”

6 Conclusions and future perspectives

L/SC-CO2 fluids and pools can provide dry environments serving as organic solvents in water-rich seafloor hydrothermal systems. Based on preliminary experimental and analytic data in industrial and pharmaceutical laboratories, L/SC-CO2 is considered to possess unique physicochemical properties enabling the potential dissolution and condensation of heavy metal elements and organics, and possible dehydration synthesis of certain molecules (e.g., Hyatt 1984; Swaid et al. 1985). Widespread L/SC-CO2 fluids and pools in modern seafloor hydrothermal systems are theorized to form by phase separation and phase segregation processes of CO2-enriched hydrothermal fluid in the whole hydrothermal circulation at and beneath the seafloor. Considering the geological time scale of the Earth and re-interpreting many lines of evidence in the known geological records, widespread L/SC-CO2 pools in seafloor hydrothermal systems probably formed throughout Earth history and were likely more dominant in the Hadean and early Archean eras than in the modern era. Based on theoretical considerations and observations, we here propose that the abundant L/SC-CO2 fluids and pools in the Hadean seafloor hydrothermal systems served as a novel and important reaction field for prebiotic chemical evolution, particularly of condensation, storage, and maturation of hydrophobic and amphiphilic molecules. Our “liquid/supercritical CO2 hypothesis” potentially overcomes the intrinsic “water paradox” of the “seafloor hydrothermal vent hypothesis.”

The solvent and reaction properties of L/SC-CO2 interacting with seawater and hydrothermal fluids are mostly unknown in natural seafloor hydrothermal environments and remain unclear even in laboratory studies. Therefore, the basic properties of L/SC-CO2 should first be investigated under different physical and chemical conditions (e.g., temperature and pressure and with/without seawater and other gases) in the laboratory. The dissolubility, preservability, and reactivity of organic compounds such as amino acids, organic acids, nucleosides and nucleotides, proteins, nucleic acids, and lipids should also be studied in L/SC-CO2 systems. Second, we need to characterize the types of inorganic and organic compounds that dissolve in the natural L/SC-CO2 fluids and pools of modern seafloor hydrothermal systems. This investigation will require elaboration of seafloor sampling and preservation tools. The analyzed data of natural L/SC-CO2 fluids and pools in modern seafloor hydrothermal systems, which contain both abiotically and biologically produced compounds, will help to reveal the in situ behaviors and properties of L/SC-CO2 fluids and pools in the whole hydrothermal circulation processes. These laboratory and field experiments and analyses will provide key insights for predicting the types of compounds that dissolve and condense in L/SC-CO2 fluids and the types of reactions occurring in the L/SC-CO2 fluids and pools of modern and Hadean seafloor hydrothermal systems. The physicochemical conditions of the L/SC-CO2 fluids and pools in Hadean seafloor hydrothermal systems can be predicted by analyzing the Archean geologic records (e.g., alteration of volcanic rocks and fluid inclusions). Particularly, the natural entrainers and chelating agents of L/SC-CO2 are possibly constrained by compositions of fluid inclusions containing L-CO2 in Archean hydrothermal deposits. Through these field observations, laboratory experiments, and theoretical approaches, our new “liquid/supercritical CO2 hypothesis” will be further combined with the “seafloor hydrothermal vent hypothesis” for a comprehensive understanding of the OOL.

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L-CO2 :

Liquid CO2

SC-CO2 :

Supercritical CO2

L/SC-CO2 :

Liquid and supercritical CO2


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We are grateful to two anonymous reviewers for constructive comments and K. Kobayashi for editorial handling and suggestions.


This work was partially supported by JSPS/MEXT KAKENHI Grant Numbers JP25707038, JP15K13583, JP17H06455, and JP20H00209.

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TS and KT proposed the topic and conceived and designed the study. All the authors read and approved the final manuscript.

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Correspondence to Takazo Shibuya.

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Shibuya, T., Takai, K. Liquid and supercritical CO2 as an organic solvent in Hadean seafloor hydrothermal systems: implications for prebiotic chemical evolution. Prog Earth Planet Sci 9, 60 (2022).

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